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Compliance Data & Systems Analyst

Company: TMX Finance
Location: Carrollton
Posted on: September 22, 2022

Job Description:

Requisition ID 2022-29027
Category: Legal/Compliance


Compliance Data & Systems Analyst

Carrollton, TX

The TMX Finance - Family of Companies is looking for a Compliance Data & Systems Analyst to join the team and assist in the design, implementation, and execution of audit techniques. Reporting to the Compliance Director, you will monitor and report on Compliance functions and partner with IT and Internal Audit teams to develop appropriate compliance data, audit items, and planning. You will also participate in system testing, tracking behavior, and analyzing data to determine areas of risk. Through extracting data and developing reports, you will be instrumental in enforcing compliance within systems and throughout the organization.


Monitor new product development and related systems and participate in testing, planning, execution, reporting, and tracking system behavior.

Research and analyze various federal laws and regulations to determine potential impact on business processes and procedures and advise on best practices to implement to remain compliant with fast-paced regulatory expectations.

Assist in performing root cause analyses of issues identified as repeating and high risk through audits and other means so that corrective measures can be developed.

Track and regularly communicate issues that reveal compliance risk exposure to the Company.

Study and regularly test documents, ensuring that all disclosures remain in compliance with the addition of any new products, enhancements, or controlled releases.

Write and effectively communicate compliance policies, collaborating across various business units to ensure all issues are considered and fully vetted.

Participate in the audit and review of corporate and business unit operating activities to ensure internal compliance controls are implemented where necessary and existing controls are functioning as required. Specific operating units include Marketing and Advertising, Training, the centralized call center, and individual stores.

Assist in Complaint Management Program and Third-Party Vendor Management Program.

Additional duties to provide support within the Compliance Team, including assistance on projects and issues, as needed.


  • Bachelor's degree in IT related field or equivalent
  • Minimum 3 years of banking, data analytics, other financial or data privacy compliance, and/or internal audit experience
  • Working knowledge of SQL
  • Ability to independently manage, organize, and prioritize multiple tasks, projects, and responsibilities
  • Strong attention to detail with robust data analysis skills
  • Ability to learn new tasks, systems, or processes quickly
  • Proficient in Microsoft Office Suite, with strength in Microsoft Excel.
  • Excellent verbal and written communication skills with ability to decipher and articulate concepts to various levels within the organization
  • Physical demands for this position frequently include: the ability to remain in a stationary position, move about freely inside and occasionally outside of the office, and the operation of mechanical controls, such as a keyboard.
    Preferred Qualifications
    • Knowledge of consumer protection laws (TILA, ECOA, FDCPA, GLBA, FCRA, EFTA and the Dodd-Frank Act)
    • CRCM certification
    • Prior experience with lending products
      Our Benefits Include*:
      • A comprehensive new hire training program designed to help set you up for success
      • Access to a robust learning management system, full of e-learning modules and training programs to help boost your professional and personal development
      • Professional Development and Mentor Programs plus Ongoing Training Resources
      • Multiple coverage levels for Medical, Dental, & Vision
      • Group Health & Wellness Program, plus special savings on retail items, travel, entertainment, and more through TMX Perks
      • Traditional 401(k) and Roth 401(k) with Company match
      • Flexible Spending Accounts
      • Basic and AD&D Life Insurance
      • Voluntary benefits, including short-term and long-term disability insurance, accident, critical illness, and hospital confinement insurance
      • Paid Time Off (Accrue 12 days per calendar year plus 2 additional days for each year of service after the first year of employment, 18 days in total)
      • Performance-based career advancement
      • Diverse Culture and Inclusive Environment
        Learn More About Us

        The Compliance Data & Systems Analyst is a member of the Compliance Department, a group of sharp, dedicated professionals providing guidance in interpreting the laws and regulations that govern our industry. To learn more, visit

        Check out what's happening in our Company at

        The information contained herein is not intended to be an all-inclusive list of the duties and responsibilities of the job, nor is it intended to be an all-inclusive list of the skills and abilities required to do the job. The Company may, at its discretion, revise the job description at any time, and additional functions and requirements may be assigned by supervisors as deemed appropriate. Requirements, skills, and abilities included have been determined to illustrate the minimal standards required to successfully perform the position.

        • Based on current benefit offering, which is subject to change with or without notice. Certain benefits are subject to the terms and conditions of the governing plan documents which should be consulted for additional details and eligibility requirements
          Important: The TMX Finance - Family of Companies will never ask you for banking or other payment information at any point during the interview or hiring process, nor will we conduct an interview via text message. Any official email correspondence will come from the domain or In-store positions are in-person only, remote options not available. For questions or verification, call 1- 855-TMX-JOBS.

          All TMX Finance - Family of Companies Are Equal Opportunity Employers.


Keywords: TMX Finance, Carrollton , Compliance Data & Systems Analyst, Accounting, Auditing , Carrollton, Texas

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